regulatory & aml.

FINMA readiness, SRO affiliation and AML/KYC frameworks for Swiss financial intermediaries.

We assess your regulatory position, identify gaps, build compliance frameworks and support SRO affiliation — before deadlines arrive.

Request a Regulatory Readiness Check Submit a brief

Swiss regulatory thresholds do not wait. FINMA supervision thresholds, SRO affiliation requirements and GwG/AML obligations apply faster than most expect — particularly for growing fintech, asset management and financial services businesses. We provide a structured regulatory assessment, then build the frameworks and documentation to match.

What we do

FINMA Regulatory Pre-Check

Assessment of whether your business activities trigger FINMA licensing requirements. Threshold analysis for collective investment, asset management, payment services and DLT activities. Written assessment with recommended next steps.

SRO Affiliation Support

ILFP is an SRO-affiliated financial intermediary (VQF). We support clients in their own SRO affiliation process — documentation, application coordination and ongoing compliance support for Polyreg or VQF affiliation.

AML / KYC Programme Build

Design, build and documentation of AML/KYC frameworks: internal regulations (Interne Weisungen GwG), CDD/EDD processes, beneficial ownership identification, PEP screening, transaction monitoring and suspicious activity reporting procedures.

Compliance Outsourcing

Ongoing compliance support: monitoring regulatory changes, updating internal regulations, AML officer support, training coordination and annual AML audit preparation. Available as a retainer or project basis.

Regulatory Gap Assessment

Structured review of your current compliance posture against applicable GwG, FINMAG, AML and KYC requirements. Deliverable: gap report with prioritised remediation steps.

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